The Classical Concerto Form & Principle by David Wykes


None of the references cited in the printed New Grove covers my argument; the full text is available by ordering from this website

Summary

A challenge has long been due to the accepted view of the anomalous form of the first movement of the classical concerto: that it evolved from the Baroque ritornello concerto, typified by Vivaldi; that it was, in consequence, conservative, burdened by its Baroque inheritance, slow to absorb sonata style; and that it has to be segregated from the sonata forms of 'pure' instrumental music and classed, with aria, as primarily a ritornello form, tainted moreover by its extra-musical purpose of display.

The Classical Concerto : Form and Principle argues that, while countless run-of-the-mill concertos do conform to this stereotype, the classical concertos that really matter enjoyed a very different formal heritage: the alternative Corellian tradition which stemmed from the Baroque sonata and produced Tartini's 'rounded binary'concerto form. Adopted by, among others, J.C. Bach, this developed as naturally into a mature sonata form as did the parallel forms of other instrumental genres. In the hands of Mozart, it became, not the most conservative, but the most advanced instrumental form of the eighteenth century, articulating music unsurpassed in its value to humanity.

This publication renews the force of Tovey's profound 'concerto principle' and restores the true classical concerto to its rightful place in the mainstream of the history of sonata form.

 

The author comments...

This essay originated in correspondence during the late 1980s with Stanley Sadie, creator of The New Grove Dictionary of Music and Musicians. I tried to explain why I thought writers on classical concerto form had gone increasingly off the rails during the previous 30 years. He eventually agreed that the current received opinion was deficient and that it was chiefly a 'confusion between a "principle" and a "form" ' that was 'at the root of the trouble'. He found my points ' clear and strongly argued' and encouraged me to marshall my arguments into 'a proper publishable form'.

I tackled this in 1991, but became reluctant to go to print without seeing the full spectrum of contemporary thinking in Mozart's Piano Concertos : Text, Context, Interpretation which Neal Zaslaw was editing from talks given at the 1989 Michigan MozartFest.

This was finally published in 1996. While it was packed with interest, and many points demanded comment, nothing in it affected my argument. I kept my text unaltered and added comment, disagreement and appreciation in a separate section: Is Mozart being smothered? The result was published in 1997 and copies were sent to all concerned. H.C. Robbins Landon and Edwin J. Simon were appreciative - generously, I thought, as I had held them responsible for setting off the previous 40 years' avalanche of erroneous commentary I hoped to clear away.

 

Turnabout by New Grove

Also among those responding was Cliff Eisen, who had undertaken to revise the section of the concerto entry in The New Grove dealing with the classical period. I aimed to change its viewpoint; in 1980, it had stated categorically that Mozart's first movements 'baffle analysis in terms of "sonata form" ', but 'use the traditional concerto or ritornello form, as inherited through J.C. Bach and others, with a full-scale application of the sonata principle'- falling into line with the prevailing orthodoxy which I was refuting.

This prevailing view - ubiquitous since Robbins Landon's contribution to the 1956 Mozart Companion - requires the existence of a 'recapitulatory tutti' in the tonic at the opening of the recapitulation. This made it possible to raise the number of tuttis in Mozart from the previously recognised 'three' to 'four' and thus to establish a theoretical line of descent from Vivaldi, as begun by Edwin J. Simon in 1957.

Denying this, my core section 'The myth of the "recapitulatory tutti" ' points out that:

Eighteenth century descriptions of concerto form fall into two distinct camps: those based on 'ritornello' structure and those which see it as a three-tutti sonata form. The best-known writer, H.C. Koch, began with a compromise in 1793 based on C.P.E. Bach but moved into the second camp after discovering Mozart. There is no such thing in Mozart as a 'recapitulatory tutti' in the tonic, except perhaps in K.467 which does have an extended orchestral passage at this point, without however disturbing the normal overall proportions and functioning of the two parts with central tutti. Mozart's habitual practice at the return after the development is to share the material between soloist and orchestra, as a significant part of the continuing process of their coming to terms.

Thankfully, this argument has been accepted and incorporated by Cliff Eisen in his account of Mozart's concerto form in the Second Edition (published in 2001) of The New Grove. Like me, he emphasises elsewhere the binary concerto tradition in Italy, taken up by J.C.Bach, and other forerunners of the sonata-based concerto in Austria. He also points out that the operatic arias recently linked to Mozart's early concerto procedures have the same basis in sonata form. Most importantly, he restores Tovey's classic 1903 description of the classical concerto as the realization of the concerto principle in sonata form to its rightful pre-eminence.

 

New Grove self-contradiction

Cliff Eisen has thus endorsed my position and gone a long way towards correcting the accumulated errors of 45 years. Unfortunately, this radical revision is contradicted completely by the previous section, 'The instrumental concerto: origins to 1750'. Michael Talbot's conclusion there is that 'unlike the symphony, the concerto did not adopt sonata form but instead continued in the second half of the century to rely on its tried and tested ritornello form'. What a pity he does not carry through his initial distinction between the Roman (sonata based) and North Italian (Vivaldian) concertos! It is precisely this distinction between the 'binary' and 'ritornello' baroque concerto forms that illuminates the classical period. Nothing is clearer than that, while most composers struggled to reconcile the sectional ritornello form with the dynamic sonata style, J.C. Bach, Boccherini, Viotti, Mozart and others made the easy and natural transition from Baroque binary to sonata form concerto, alongside symphony and sonata.

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